Monthly Archives: March 2023
Application for SEC’s Grant of Amnesty on or before April 30, 2023
Grant of Amnesty for Non-Filing and Late filing of the General Information Sheet (GIS) and Annual Financial Statement (AFS), and Non-Compliance with Memorandum Circular No. 28, S. 2020 SEC Memorandum Circular NO. 2, Series of 2023 was released by the Securities and Exchange Commission (SEC) on March 16, 2023. It provides a set of rules […]
Risks of Penalty for not Disclosing the Company’s Beneficial Ownership under the SEC MC No. 15, Series of 2019
MC No. 15 s.2019 – Amendment of SEC Memorandum Circular No. 17, Series of 2018 on the Revision of the General Information Sheet (GIS) to include Beneficial Ownership Information (“2019 Revision of the GIS”) In preparing a General Information Sheet to be submitted with the Securities and Exchange Commission, we should be truly mindful of […]